[Hiring] Entry Level Compliance Analyst @Crypto
This description is a summary of our understanding of the job description. Click on 'Apply' button to find out more. Role Description This role presents a unique opportunity for a full-time Compliance Analyst to join our Compliance team. You will be responsible for handling inquiries related to CDNA rules and membership obligations, and compliance with CFTC regulations.
- Conduct compliance ad-hoc monitoring for potential rule violations or concerning activities related to trading activity, money-laundering and fraud, and other Nadex rule violations.
- Exhibit strong written and verbal communication skills and routinely communicate with market participants regarding compliance-related functions and investigative responsibilities.
- Communicate compliance analysis and findings to department management and staff, and to other members of the business.
- Perform AML/KYC, sales solicitations, and marketing material reviews.
- Monitor and respond to customer and internal questions for Compliance.
- Conduct and document investigations into potential violations of Exchange rules and/or CFTC regulations.
- Prepare written reports that are reviewed by management staff or presented to Exchange committees.
- Support the Chief Compliance Officer and senior compliance staff in audit and regulatory requests from the CFTC and Internal Audit.
Qualifications
- Bachelor's degree in Finance, Economics, or Business, or equivalent work experience.
- Minimum 1-3 years in Compliance in financial services, or equivalent experience.
- Should have working knowledge of CFTC Regulations for Designated Contract Markets (DCM) and Derivatives Clearing Organizations (DCO).
- Excellent written and oral communication skills.
- Proven ability to manage projects and work independently to bring projects to completion in a fast-paced environment.
- Demonstrated ability to successfully multitask and prioritize job responsibilities.
- Intermediate experience with MS Outlook, MS Word, and MS Excel.
Benefits
- Competitive salary
- Attractive annual leave entitlement including: birthday, work anniversary
- 401(k) plan with employer match
- Eligible for company-sponsored group health, dental, vision, and life/disability insurance
- Work Flexibility Adoption: Flexi-work hour and hybrid or remote set-up
- Aspire career alternatives through us: Our internal mobility program can offer employees a diverse scope.
- Our Crypto.com benefits packages vary depending on region requirements, you can learn more from our talent acquisition team.
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